The firm is a broker /dealer which implements buy/sell transactions for customers. It is registered with the Securities and Exchange Commission, Texas State Securities Board and it is a member of the Financial Industry Regulatory Authority (FINRA).
You may learn more about our firm and its associates by visiting FINRA's BrokerCheck site at http://finra.org/investors/tools/calculators/brokercheck/
You may learn more about FINRA by visiting the FINRA web site located at http://www.finra.org/index.
The firm is also a member of Securities Investor Protection Corporation (SIPC). You may visit the SIPC site at http://www.sipc.org/ to learn about SIPC and the protection it affords customers of member broker dealer firms.
Securities safekeepping
--Securities Investor Protection Corporation (SIPC) protects up to a maximum of $500,000 per customer including up to $250,000 of cash, plus additional securities protection up to an aggregate of $100 million
This protection does not apply to any decline in the market value of your securities.
-- Dividend and Interest Collection
-- Monthly account Statements